FINRA offers a method of searching the OFAC SDN list. The FINRA OFAC Search Tool is one option for members to consider using to comply with OFAC economic sanctions. The search tool also includes the Palestinian Legislative Council List. For further information regarding your obligations under the OFAC regulations, please consult the OFAC website.
Specific securities industry guidance from OFAC can be found at the following links:
• Risk Factors for OFAC Compliance in the Securities Industry
• Opening Securities and Futures Accounts from an OFAC Perspective
• OFAC Compliance in the Securities and Investment Sector, Journal of Investment Compliance.