According to GCP guidelines, the sponsor is generally responsible the following:
- Select Investigators
- Monitor progress of clinical trial
- Ensure trial is conducted in accordance with protocol
- Monitor safety
- Drug disposition and reconciliation
- Maintain required records and reports
- Transfer of obligations to a CRO
The clinical trial sponsor also has the following additional responsibilities:
- Inform Investigators of information important to study conduct, e.g., provide Investigator’s Brochure/report of prior investigations, investigational plan, updates during study as new information becomes available, in particular, safety/adverse effects
- Obtain required information from Investigator
- Signed Form FDA 1572 and/or Investigator Agreement
- Curriculum vitae
- Financial disclosure information
- Clinical Protocol
- Shipment of investigational product only to Investigators participating in the investigation
- Submission of Protocol Amendments describing any “change in a Phase I protocol that significantly affects the safety of subjects or any change in a Phase 2 or 3 Protocol that significantly affects the safety of subjects, the scope of the investigation, or the scientific quality of the study”
- Annual Report to FDA on progress of the IND or IDE
- Permitting FDA access to records during inspection.